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Daniel advises a broad range of financial services institutions including investment banks, broker dealers, market infrastructure providers and investment managers (such as hedge fund managers and private equity houses) and commodities trading houses on financial regulation, covering both domestic and cross border aspects. He advises on issues such as perimeter analysis and licensing matters, governance, compliance with conduct of business requirements (including best execution), market abuse, market structures (covering trading venues and clearing and settlement systems), trade transparency, algorithmic and high frequency trading, benchmarks regulation, internal investigations, regulatory capital, payment services, shareholder disclosure, marketing and distribution of financial products (including product governance), terms or business and regulatory reporting obligations.

He advises on M&A transactions involving the financial services sector (including undertaking regulatory due diligence and obtaining regulatory approvals) and on Fintech issues in both retail and wholesale markets.

Daniel is a contributing author to Financial Regulation: Emerging Themes in 2022 – an extensive collection of articles around the themes of Sustainability & ESG; Talent & People and I&D; Regulatory Risk & Enforcement; Governance; Technology; and Changing Markets.

Practices