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18 Results
Jeffrey J. Kalinowski
Events
May 09, 2023
May 09, 2023
BCLP Hosts 11th Annual Regulatory Roundtable
Partners Jeff Kalinowski and Jeff Ziesman are set to host the 11th annual Regulatory Roundtable on May 9 in Minneapolis, Minnesota.
Insights
Jun 06, 2022
Jun 06, 2022
The SEC’s Continued Efforts to Dive Feet First into Climate Control and ESG Initiatives
On May 25, 2022, the U.S. Securities and Exchange Commission (“SEC”) provided notice of proposed rulemaking aimed at Investment Advisers (“Advisers”), Investment Companies and Business Development…
Insights
Mar 15, 2022
Mar 15, 2022
FINRA Requests Information from Member Firms Related to the Sale of Complex Products by May 9, 2022
On March 8, 2022, FINRA released Regulatory Notice 22-08 expressing continued concerns related to the sale of complex products and options (“complex products”) to retail investors.The expressed…
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