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28 Results

Eric Martin
Insights
Jan 17, 2024

At long last: what crypto’s first spot ETFs mean for the digital asset industry

After years of denials, the SEC has finally approved its first Bitcoin spot ETFs. Reaching this point has involved legal battles, repeated reviews of applications, and much more. That said, the SEC’s…
Insights
Sep 07, 2023

Call for Vacatur of Massachusetts’ Fiduciary Duty Standard for Broker/Dealers

Key Takeaways: The Massachusetts Supreme Judicial Court upheld the fiduciary duty standard of care imposed on broker/dealers by the Commonwealth of Massachusetts on August 25, 2023. Below we explain…
Insights
Jul 14, 2023

SEC v. Ripple Labs: A Critical Industry Win

On July 13, 2023, Southern District of New York Judge Analisa Torres issued an Order in SEC v. Ripple Labs, Inc. The SEC alleged that Ripple Labs had issued unregistered securities to investors, but…
Awards
Jun 08, 2023

Legal 500 US 2023

Insights
Oct 20, 2022

Implications of FINRA’s Recently Released 2022 Sanction Guidelines

Key Takeaways: Last December, BCLP’s Financial Services Disputes and Investigations Team issued an alert discussing the Sanction Guidelines issued by FINRA on October 20, 2021. A copy of that alert…
BankBCLP
Apr 27, 2022

Banking Bites – April 27 2022

Welcome to Banking Bites! This is our short summary flagging key developments in the UK that we hope will inform your activities in your market.   This edition covers: The UK Financial Regulator’s…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.