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Emerging Themes in Financial Regulation: Banks/Brokers/Financial Market Infrastructure Providers

Emerging Themes in Financial Regulation: Banks/Brokers/Financial Market Infrastructure Providers

21 January 2021
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2020 brought disruption on a previously unimagined scale. As we look ahead to 2021, it is clear that with the fall-out from the global pandemic, Brexit, and the headwinds of legal and regulatory change, the coming year will continue to provide challenges - how we respond to these challenges will shape our businesses for many years to come. 

This session examined the key regulatory related risks banks, brokers-dealers and financial market infrastructure providers will face during 2021, including legal and regulatory change and impact from external factors, such as COVID-19 and Brexit.

The session covered:

  • The most significant regulatory related risks facing the sector;
  • Opportunities for the sector;
  • Q&A.

Speakers: 

The next session in our series was held on Tuesday 26 January covering the key regulatory related risks Asset Managers would face in 2021, including legal and regulatory change and impact from external factors. Click here to find out more >.

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This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.