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26 Results
Lauren A. Ford
Insights
Apr 20, 2026
Apr 20, 2026
SEC and CFTC Propose Significant Rollback of Form PF Reporting Requirements
On April 20, 2026, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly proposed amendments to Form PF, the confidential reporting form filed by certain…
Insights
Dec 03, 2025
Dec 03, 2025
From “Gotcha” to Guidance: SEC’s 2026 Examination Priorities Emphasize Cooperation
Insights
09/30/2025
09/30/2025
SEC Opens the Vault: New Crypto Custody Relief for State Trust Companies
Insights
Oct 06, 2025
Oct 06, 2025
Preferential Treatment of Private Fund Investors: Common SEC Enforcement Patterns
Insights
Oct 29, 2024
Oct 29, 2024
SEC Division of Examinations publishes 2025 Examination Priorities
Insights
Oct 04, 2024
Oct 04, 2024
Recent SEC enforcement action integrating affiliated advisers
Insights
Jun 06, 2024
Jun 06, 2024
Fifth circuit court of appeals vacates the SEC’s private fund adviser rules
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