We Are Industry Leaders
Practices
Sectors
Location
Type
People
Practices
Sectors
Location
Type
People
28 Results
Lauren A. Ford
Insights
Sep 04, 2026
Sep 04, 2026
SEC Proposes to Rescind the Investment Adviser “Pay-to-Play” Rule
Insights
Apr 20, 2026
Apr 20, 2026
SEC and CFTC Propose Significant Rollback of Form PF Reporting Requirements
On April 20, 2026, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly proposed amendments to Form PF, the confidential reporting form filed by certain…
Insights
Dec 03, 2025
Dec 03, 2025
From “Gotcha” to Guidance: SEC’s 2026 Examination Priorities Emphasize Cooperation
Insights
09/30/2025
09/30/2025
SEC Opens the Vault: New Crypto Custody Relief for State Trust Companies
Insights
Oct 06, 2025
Oct 06, 2025
Preferential Treatment of Private Fund Investors: Common SEC Enforcement Patterns
Insights
Oct 29, 2024
Oct 29, 2024
SEC Division of Examinations publishes 2025 Examination Priorities
Insights
Oct 04, 2024
Oct 04, 2024
Recent SEC enforcement action integrating affiliated advisers
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.