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38 Results
Robert M. Crea
Insights
Apr 20, 2026
Apr 20, 2026
SEC and CFTC Propose Significant Rollback of Form PF Reporting Requirements
On April 20, 2026, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly proposed amendments to Form PF, the confidential reporting form filed by certain…
Insights
Mar 02, 2026
Mar 02, 2026
The SEC Revises its Enforcement Manual For the First Time Since 2017
Insights
Dec 03, 2025
Dec 03, 2025
From “Gotcha” to Guidance: SEC’s 2026 Examination Priorities Emphasize Cooperation
Insights
09/30/2025
09/30/2025
SEC Opens the Vault: New Crypto Custody Relief for State Trust Companies
Insights
Oct 06, 2025
Oct 06, 2025
Preferential Treatment of Private Fund Investors: Common SEC Enforcement Patterns
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