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14 Results
Emmet P. Ong
Insights
Jan 27, 2026
Jan 27, 2026
U.S. Securities Enforcement: Our predictions for 2026
Consistent with patterns from past administrations, we expect U.S. securities enforcement to accelerate modestly in 2026. The SEC and FINRA will likely focus increasingly on cases about foreign…
Insights
Dec 03, 2025
Dec 03, 2025
From “Gotcha” to Guidance: SEC’s 2026 Examination Priorities Emphasize Cooperation
Insights
Nov 17, 2025
Nov 17, 2025
Beneath the Headlines About SEC Enforcement During Trump’s Second Term
BCLPSecCorpGov
Aug 27, 2025
Aug 27, 2025
Appeals Court Denies Challenge to SEC Rule Requiring Settling Parties not to Deny Liability
Insights
Feb 03, 2025
Feb 03, 2025
On January 21, 2025, the Trump Administration issued an executive order entitled “Ending Illegal Discrimination and Restoring Merit Based Opportunity” (“EO”). The stated purpose of the EO is to direct…
Insights
Jan 22, 2025
Jan 22, 2025
What Government Contractors Can Expect During the Second Trump Administration
The Trump Administration will most likely move quickly to align the federal government’s priorities with the President’s own. While the Administration has not detailed all of its plans for government…
Insights
Dec 06, 2024
Dec 06, 2024
2024 CFTC Enforcement: Agency Celebrates Record Monetary Relief
On December 4, 2024, the Commodity Futures Trading Commission (“CFTC”) released its enforcement results for Fiscal Year 2024 (“FY 2024”), showcasing record awards of monetary relief totaling more than…
Insights
Nov 29, 2024
Nov 29, 2024
SEC Enforcement Tea Leaves: Expected Priorities in the Second Trump Administration
In this article, attorneys from BCLP’s Financial Services Disputes and Investigations (FSDI) team predict the next Administration’s SEC Enforcement priorities. The FSDI team includes former SEC,…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.