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26 Results

Irvine
Insights
Aug 03, 2021

Mid-Market M&A Barometer

US Mid-Market M&A continues a remarkable run in the first half of 2021. Deal activity expected to remain robust going into 2022.
Insights
Apr 02, 2021

Supreme Court Issues Game Changing Definition of ATDS Under TCPA

On April 1, 2021, in Facebook v. Duguid, 592 U.S. __(2021), the Supreme Court issued a unanimous and long-awaited ruling clarifying the definition of an “automatic telephone dialing system” (“ATDS”)…
Insights
Jan 21, 2021

FINRA Fines Cetera Firms Total Of $1,000,000 For Securities Transactions

Two conclusions that can be drawn from the Cetera Firms’ AWC, for a firm that permits its representatives to conduct transactions through an outside RIA, are: (1) firms should perform some tangible,…
Insights
Nov 17, 2020

California Pulls the "Emergency Brake" on Re-Opening

In response to the 50% increase in COVID-19 cases over the prior week, Governor Gavin Newsom issued an order on November 16, 2020, that modifies California’s Blueprint for a Safer Economy. As a…
Insights
Sep 08, 2020

Back to Work: California’s Blueprint for a Safer Economy

On August 28, 2020, Governor Gavin Newsom unveiled a new plan for the reopening of California’s economy following the closures ordered in response to the COVID-19 pandemic, which replaced the county…
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