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Charlotte
Events
Apr 15, 2024
Apr 15, 2024
American Health Law Association’s Health Care Transactions Program
Insights
Aug 03, 2021
Aug 03, 2021
US Mid-Market M&A continues a remarkable run in the first half of 2021.
Deal activity expected to remain robust going into 2022.
News
Apr 09, 2021
Apr 09, 2021
Duncan Featured in ‘Charlotte Business Journal’ for OMP Role
Insights
Jan 21, 2021
Jan 21, 2021
FINRA Fines Cetera Firms Total Of $1,000,000 For Securities Transactions
Two conclusions that can be drawn from the Cetera Firms’ AWC, for a firm that permits its representatives to conduct transactions through an outside RIA, are: (1) firms should perform some tangible,…
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