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Securities & Corporate Governance
Insights
Oct 24, 2025

FCA fines an employee for insider dealing

On 13 October 2025 the FCA fined an employee for insider dealing for selling his own and close family member’s entire shareholding whilst in possession of, and using, inside information.  The FCA has…
Insights
Oct 22, 2025

FCA Primary Market Bulletin No.58

This latest edition of Primary Market Bulletin discusses the implementation timing for the new prospectus regime and consults on new guidance notes to supplement the new regime.
Insights
Sep 16, 2025

Market soundings at corporate finance firms

The FCA has published the latest edition of Market Watch no.83. In this edition the FCA focus on the Market Abuse Regulation (MAR) - market soundings regime and share their observations following a…
Insights
Sep 05, 2025

A Boon for Private Markets:

BCLPSecCorpGov.com
Jul 28, 2025

So, You Want To Join A Public Company Board

BCLPSecCorpGov.com
Jul 23, 2025

Here We Go Again - Risk Factors and Other Reminders for Upcoming Quarterly Reports

In April, companies were faced with addressing the impacts of tariffs and a global trade war, as discussed in our April 8, 2025 post.  Companies now find themselves grappling with the need to re…
Insights
Jul 08, 2025

Takeover Panel consultation and new practice statements

The Takeover Panel has published a consultation paper on dual class share structures, IPOs and share buybacks. The proposed amendments to the Takeover Code clarify how the mandatory offer requirements…
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