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On July 13, 2023, Southern District of New York Judge Analisa Torres issued an Order in SEC v. Ripple Labs, Inc. The SEC alleged that Ripple Labs had issued unregistered securities to investors, but…

Events
May 09, 2023

BCLP Hosts 11th Annual Regulatory Roundtable

Partners Jeff Kalinowski and Jeff Ziesman are set to host the 11th annual Regulatory Roundtable on May 9 in Minneapolis, Minnesota.

Insights
May 04, 2023

A Time of Transition for the CFTC

Over the past year, the Commodity Futures Trading Commission continued moving its focus away from practices like spoofing, instead bringing high-profile actions in the crypto space and reaching…

Insights
Oct 20, 2022

Implications of FINRA’s Recently Released 2022 Sanction Guidelines

Key Takeaways: Last December, BCLP’s Financial Services Disputes and Investigations Team issued an alert discussing the Sanction Guidelines issued by FINRA on October 20, 2021. A copy of that alert…

News
Sep 28, 2022

BCLP partner presents at Chicago Surveillance & Risk Forum

Events
Sep 14, 2022

BCLP hosts 10th annual Regulatory Roundtable

Insights
Jun 10, 2022

Fallout from the Glencore resolutions & lessons learned

Update 24 June 2022: Having pled guilty on all counts, Glencore Energy (UK) Ltd was convicted on 21 June 2022 on all seven charges of bribery brought against it by the SFO. It will be sentenced later…

Insights
Jun 06, 2022

The SEC’s Continued Efforts to Dive Feet First into Climate Control and ESG Initiatives

On May 25, 2022, the U.S. Securities and Exchange Commission (“SEC”) provided notice of proposed rulemaking aimed at Investment Advisers (“Advisers”), Investment Companies and Business Development…

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