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161 Results

Financial Regulation Compliance & Investigations
Insights
Apr 21, 2026

CP26/13: The FCA sharpens the cryptoasset regulatory perimeter

As crypto moves from the margins to the mainstream of the UK financial system, regulatory uncertainty is giving way to structured supervision, authorisation and enforcement. BCLP’s Emerging Themes…
Insights
Apr 07, 2026

Cyber Resilience in Financial Services: Navigating Rising Risks and the 2026 Regulatory Shift

UK regulators have not yet fully exercised the breadth of their powers to address shortcomings in organisational cyber‑security measures—but that restraint is unlikely to continue. The policy…
Insights
Jan 27, 2026

U.S. Securities Enforcement: Our predictions for 2026

Consistent with patterns from past administrations, we expect U.S. securities enforcement to accelerate modestly in 2026. The SEC and FINRA will likely focus increasingly on cases about foreign…
Insights
Jan 26, 2026

From incentives to implications - navigating Early Account Schemes in a multi-regulator world

The UK regulatory landscape is evolving towards more subject-led enforcement models designed to accelerate investigations and deliver swifter outcomes. Early Account Schemes (EAS), implemented by the…
Insights
Jan 26, 2026

UK Financial Ombudsman Service Reforms: Key Changes and Impacts

In July 2025, HM Treasury (“HMT”) published a consultation paper (the “HMT Consultation Paper”) outlining significant reforms to the Financial Ombudsman Service (“FOS”). At the same time,…
Insights
Dec 18, 2025

AI Regulation in Financial Services: Turning Principles into Practice

As 2026 approaches, the UK financial services sector stands at a pivotal moment in its AI journey. What began as cautious pilots has matured into widespread deployment, prompting regulators to sharpen…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.