We Are Industry Leaders
Practice or Sector
Location
Type
People
Practice or Sector
Location
Type
People
165 Results
Financial Regulation Compliance & Investigations
Insights
Jan 29, 2024
Jan 29, 2024
*A significant point of consideration for larger, privately held companies lies in the structuring of their employee base. Many companies opt for a structure where all employees are retained in a…
Insights
Dec 05, 2023
Dec 05, 2023
Deadlines fast approaching for Corporate Transparency Act compliance
Insights
Oct 25, 2023
Oct 25, 2023
How will changes to corporate criminal liability impact the banking sector
Insights
Oct 16, 2023
Oct 16, 2023
Applying the FCA’s proposed new guidance on non-financial misconduct
Non-financial misconduct in financial services firms is back at the top of the agenda following the concurrent publication of the FCA’s Consultation Paper 20/23 (Diversity and inclusion in the…
News
Oct 04, 2023
Oct 04, 2023
New partner boosts BCLP’s Financial Services & Disputes practice
Insights
Sep 15, 2023
Sep 15, 2023
SEC staff provides guidance on investment adviser examinations
Insights
Jul 25, 2023
Jul 25, 2023
‘Finfluencers’ beware – FCA consults on new social media financial promotions guidance
The FCA is continuing to crack down on firms and ‘finfluencers’ using social media for non-compliant and illegal financial promotions and this week has announced plans to update its existing guidance…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.