Carol Schepp serves as Counsel in the Corporate and Finance Transactions department. Carol has extensive experience practicing in the area of funds and investment management. Carol most recently comes from Goldman Sachs where she was Vice President of Goldman’s Asset Management Division, responsible for review and assessment of compliance programs under the Investment Company Act of 1940 and the Investment Advisers Act of 1940 for numerous domestic and international sub-advisers for Goldman’s mutual fund asset management platform.  These sub-advisers managed a broad range of asset classes and included traditional managers of securities portfolios, as well as managers of hedge funds, other types of private equity funds and mutual funds.

Prior to her time at Goldman, Carol served as counsel at several major U.S. and international law firms where she focused on investment companies and investment advisers, including all aspects of SEC registration and compliance issues for mutual funds, SEC-registered advisers and compliance issues for unregistered advisers under the Investment Company Act, the Investment Advisers Act, the Securities Act of 1933 and the Securities Exchange Act of 1934. She also has significant private equity fund and corporate transactional experience.

Carol graduated cum laude from Harvard Law School.