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Kansas City
News
Apr 25, 2024
Apr 25, 2024
BCLP team triumphs in international parental child abduction case
Insights
Jun 16, 2023
Jun 16, 2023
Key takeaways from the United States - Australia Climate, Critical Minerals and Clean Energy Compact
The United States-Australia Climate, Critical Minerals and Clean Energy Transformation Compact (“Compact”) creates a framework for further cooperation between the United States and Australia in…
Insights
Jun 06, 2022
Jun 06, 2022
The SEC’s Continued Efforts to Dive Feet First into Climate Control and ESG Initiatives
On May 25, 2022, the U.S. Securities and Exchange Commission (“SEC”) provided notice of proposed rulemaking aimed at Investment Advisers (“Advisers”), Investment Companies and Business Development…
Insights
May 10, 2022
May 10, 2022
SEC Continues Focus on Insider Trading by Securities Industry Participants
Insights
Apr 05, 2022
Apr 05, 2022
NY DFS Cybersecurity Symposium: More Rigorous Rules, Exams and Enforcement Ahead
Insights
Feb 17, 2022
Feb 17, 2022
Potentially as soon as late 2022 or early 2023, a new U.S. regulatory requirement will come into effect which will affect over 25 million existing business entities and another 3-4 million new…
Insights
Aug 17, 2021
Aug 17, 2021
Supervision of Vendors When Outsourcing – The Buck Stops with FINRA Member Firms
Key Takeaways:
On August 13, 2021, FINRA issued Regulatory Notice 21-29 (“RN 21-29”) to remind member firms that they must establish and maintain an adequate supervisory system, including written…
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