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20 Results

Joseph Ninan
Insights
Jul 28, 2023

FCA publishes its 2022/23 Annual Report and Enforcement data

The FCA released its 2022/23 Annual Report last week together with data on its key enforcement trends. We consider below some of the key takeaways.
Insights
Jul 13, 2023

Supreme Court narrows the scope of the Quincecare duty in Philipp v Barclays Bank

We are defending financial institutions from multiple claims for breach of the so called Quincecare duty and have seen claimant law firms increasingly seek to expand the scope of the duty to try to…
BankBCLP
Oct 21, 2022

Banking Bites – October 21 2022

Welcome to Banking Bites! This is our short summary flagging some key developments in your sector that we hope will inform your activities in your market. This edition covers: US FDIC Chair focuses…
Insights
8 August 2022

FCA fines chair of a listed company for unlawfully disclosing inside information

The chair of a premium-listed company has been fined £80,000 for unlawfully disclosing inside information to major shareholders before the information was announced to the market. This case acts as a…
BankBCLP
Jul 13, 2022

Banking Bites - July 13 2022

Welcome to Banking Bites! This is our short summary flagging key developments in the UK that we hope will inform your activities in your market.  This edition covers: Banks continue to crack down on…
BankBCLP
Jun 21, 2022

Banking Bites – June 21 2022

This edition of Banking Bites provides updates on: New High Court case considers nature and scope of the Quincecare duty More UK firms to provide confirmation of payee services UK to bring critical…
BankBCLP
May 30, 2022

Banking Bites – May 30 2022

This edition of Banking Bites provides updates on: Privy Council rules against extension of the Quincecare duty No privilege protection for the identity of the person communicating with…
Insights
May 20, 2021

FCA consults on changes to Investment Research and Best Execution reporting

On 28 April 2021 the Financial Conduct Authority (FCA) published a consultation paper (CP 21/9) on proposed changes to its investment research rules and best execution reporting requirements. We…
Insights
Mar 25, 2021

What does the BEIS White Paper mean for audit enforcement?

The Government has published its long-awaited White Paper on the reform of the UK’s audit and corporate governance framework including a package of measures aimed at improving controls in the wake of…
Insights
Mar 12, 2021

A new dawn or a false dawn for UK audit enforcement?

The proposed replacement of the Financial Reporting Council by the Audit, Reporting and Governance Authority (ARGA) as the UK’s new audit regulator should lead to a change in approach to audits and…
Insights
Feb 26, 2021

Start preparing for long term changes to Corporate Criminal Liability

Recent developments in the UK have increased the likelihood that the English common law corporate criminal liability regime will change significantly, even if not in the near future. Companies should…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.