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Los Angeles
Events
Apr 06, 2024
Apr 06, 2024
Partners present at Tulane Entertainment and Sports Law Conference
News
Apr 12, 2023
Apr 12, 2023
BCLP ranks in Global Investigations Review’s ‘GIR 100 2022’
International law firm Bryan Cave Leighton Paisner (BCLP) is ranked as one of the top investigations practices in the 2022 edition of the Global Investigations Review (GIR) 100, an annual guide to the…
Insights
Aug 03, 2021
Aug 03, 2021
US Mid-Market M&A continues a remarkable run in the first half of 2021.
Deal activity expected to remain robust going into 2022.
Insights
May 11, 2021
May 11, 2021
Key Takeaways:
After years of warning firms of the need for enhanced diligence in retaining or hiring brokers with a significant history of misconduct, FINRA has adopted new rules to address such…
Insights
Jan 21, 2021
Jan 21, 2021
FINRA Fines Cetera Firms Total Of $1,000,000 For Securities Transactions
Two conclusions that can be drawn from the Cetera Firms’ AWC, for a firm that permits its representatives to conduct transactions through an outside RIA, are: (1) firms should perform some tangible,…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.