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Financial Services Corporate & Regulatory Team
Insights
Nov 04, 2025
Nov 04, 2025
Clarity on the FCA’s approach to naming firms under investigation
The High Court’s recent judgment in R (CIT) v FCA [2025] EWHC 2614 (Admin) provides critical clarity on the FCA’s powers to name firms under investigation. Upholding the regulator’s decision to…
Insights
Jul 18, 2025
Jul 18, 2025
New CMA Draft Guidance on Price Transparency: What You Need to Know
On 3 July, the CMA issued its draft guidance on the price transparency provisions in the Digital Markets, Competition and Consumers Act 2024 (DMCCA), and launched a consultation on this draft guidance…
Insights
May 22, 2025
May 22, 2025
Proposed Reform of UK Regime for Alternative Investment Fund Managers
The Treasury (HMT) launched a consultation and the Financial Conduct Authority (FCA) published a call for input in April 2025 kick-starting a review of the UK’s regulatory regime for Alternative…
Insights
Apr 29, 2025
Apr 29, 2025
Understanding DORA: a guide for financial entities and ICT service providers
Insights
Nov 29, 2024
Nov 29, 2024
SEC Enforcement Tea Leaves: Expected Priorities in the Second Trump Administration
In this article, attorneys from BCLP’s Financial Services Disputes and Investigations (FSDI) team predict the next Administration’s SEC Enforcement priorities. The FSDI team includes former SEC,…
Insights
Nov 28, 2024
Nov 28, 2024
The FCA’s updated ‘naming and shaming’ proposals
The FCA has today published a further consultation paper (CP24/2 (Part 2)) in relation to its ‘naming and shaming’ proposals (the “Updated Consultation”). The publication follows widespread industry…
Insights
Nov 27, 2024
Nov 27, 2024
The PRA’s and FCA’s proposals to reduce restrictions on banking bonuses
Yesterday the PRA and FCA published PRA consultation paper 16/24 / FCA consultation paper 24/23 – Remuneration reform, containing proposals for significant changes to the remuneration regime.
The…
Insights
Aug 20, 2024
Aug 20, 2024
Mandatory reimbursement for APP fraud
What payment service providers need to consider ahead of implementation
Insights
Jul 22, 2024
Jul 22, 2024
CTA and Corporate Governance: A Quick Guide for Situations Where CTA Comes into Play
Insights
Jul 08, 2024
Jul 08, 2024
Settlement Showdown – have you really settled your claim?
In Bin Obaid v Al-Hezaimi [2024] EWCA Civ 612, the Court of Appeal upheld a High Court decision in finding that subsequent claims did not fall within the scope of claims which were released under an…
This material is not comprehensive, is for informational purposes only, and is not legal advice. Your use or receipt of this material does not create an attorney-client relationship between us. If you require legal advice, you should consult an attorney regarding your particular circumstances. The choice of a lawyer is an important decision and should not be based solely upon advertisements. This material may be “Attorney Advertising” under the ethics and professional rules of certain jurisdictions. For advertising purposes, St. Louis, Missouri, is designated BCLP’s principal office and Kathrine Dixon (kathrine.dixon@bclplaw.com) as the responsible attorney.