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Joseph specialises in investigations, litigation and regulatory matters for financial institutions. He represents both firms and individuals on a wide range of matters and has recently returned from a six month secondment in the Internal Investigations team of a global investment bank.

Joseph’s experience includes conducting an internal investigation into a public company regarding breaches of the Listing Rules, advising on an FCA investigation into an individual regarding control of information procedures at a major financial institution, and conducting an internal investigation into a financial institution following allegations by a whistleblower. He has also conducted internal, global regulatory and antitrust investigations in various jurisdictions regarding a global investment bank’s FX sales and trading business.

Practices

Representative Experience

  • Conducting internal, global regulatory and antitrust investigations in various jurisdictions regarding a global investment bank’s FX sales and trading business.
  • Advising a large global financial institution on litigation following the discovery of fraudulent activity uncovered during an internal investigation previously conducted for the same client.
  • Advising on a number of FCA investigations, including into a large financial institution’s market abuse surveillance systems and controls.
  • Advising on FCA and PRA enforcement investigations into individuals.
  • Conducting several internal investigations for financial institutions.