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17 Results

Lindsay E. Aggarwal
Insights
Nov 29, 2024

SEC Enforcement Tea Leaves: Expected Priorities in the Second Trump Administration

In this article, attorneys from BCLP’s Financial Services Disputes and Investigations (FSDI) team predict the next Administration’s SEC Enforcement priorities. The FSDI team includes former SEC,…
Awards
Jun 08, 2023

Legal 500 US 2023

Insights
Jun 06, 2022

The SEC’s Continued Efforts to Dive Feet First into Climate Control and ESG Initiatives

On May 25, 2022, the U.S. Securities and Exchange Commission (“SEC”) provided notice of proposed rulemaking aimed at Investment Advisers (“Advisers”), Investment Companies and Business Development…
Insights
Mar 01, 2022

The SEC’s Recent Observations from Examinations into Private Fund Advisers

On January 27, 2022, the SEC released a Risk Alert from the Division of Examinations (“EXAMS”), wherein it reported concerns noted during its recent examinations of investment advisers who manage…
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